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V••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

V••••• K•••

Advisor at M••••• S••••••

Kirkland, WA

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Search this name across graphsid dfx:ria:93c6c96c-1c04-dff2-6924-60511536ca38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Oct 9, 2015	n/a	yes	Kirkland, WA	Current employment
D••• D••••••• • C••	Independent wealth	Oct 25, 2010	Aug 12, 2015	no	BELLEVUE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••• D••••••• • C••	M••••• S••••••	Aug 12, 2015	Oct 9, 2015	58	Firm change	Other
M••••• S••••••	D••• D••••••• • C••	Oct 29, 2010

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Oct 29, 2010factForm ADV
→ D••• D••••••• • C••Registered adviserregistration: previous registration
Oct 25, 2010 to Aug 12, 2015factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
May 14, 2008 to Jun 1, 2009factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c6c96c-1c04-dff2-6924-60511536ca38
First observed: Oct 23, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.