DFX Intelligence
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Reading the graph
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Advisor at T••••• A••••••• S•••••••• I•••
ALEXANDRIA, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | ALEXANDRIA, VA | Current employment |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2013 | Feb 17, 2021 | no | ALEXANDRIA, VA|RICHMOND, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| S•••• • S••••••••• L•• | B••• S••••••••• L•• | Jan 2, 2013 | Jan 2, 2013 |
| S•••• • S••••••••• L•• | Former SEC adviser | Feb 17, 2009 | Jan 2, 2013 | no | ALEXANDRIA, VA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 30, 2002 | Mar 4, 2009 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| D••••••• B••• S••••••••• I••• | No RAUM reported | Oct 5, 1998 | Oct 10, 2002 | no | WASHINGTON, DC | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| U•• F•••••••• S••••••• I••• | S•••• • S••••••••• L•• | Mar 4, 2009 | Feb 17, 2009 | -15 | Firm change | Other |
| D••••••• B••• S••••••••• I••• | U•• F•••••••• S••••••• I••• | Oct 10, 2002 | Sep 30, 2002 | -10 | Firm change | Other |