DFX Intelligence

B•••••• G••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

B•••••• G••••• S•••••

Advisor at S••••• A••••••• I•••

BIRMINGHAM, AL | MADISON, MS

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Search this name across graphsid dfx:ria:93c94f30-7257-0321-74cc-50a086f2a9ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 8, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A••••••• I•••	Bd affiliated wealth	Jul 5, 2016	n/a	yes	MADISON, MS\|BIRMINGHAM, AL	Current employment
S••••• A••• A•••• M••••••••• I•••	Former SEC adviser	Dec 10, 2007	Jul 5, 2016	no	BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• A•••• M••••••••• I•••	S••••• A••••••• I•••	Jul 5, 2016	Jul 5, 2016	0	Firm change	Other
U•• F•••••••• S••••••• I•••	S••••• A••• A•••• M••••••••• I•••	Dec 17, 2007	Dec 10, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
130888:174182:AL:2016-07-05	Jul 5, 2016	Jul 5, 2016	BIRMINGHAM, AL	Firm change

Relationships

Registered with (3)

→ S••••• A••••••• I•••Registered adviserregistration: current employment
Jul 5, 2016 to presentfactForm ADV
→ S••••• A••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2007 to Jul 5, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 8, 2000 to Dec 17, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93c94f30-7257-0321-74cc-50a086f2a9ad
First observed: Dec 8, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.