DFX Intelligence

K••• M••••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

K••• M••••••• C•••

Advisor at M••••• G••••• A••••••• I•••

Portsmouth, NH | DENVER, CO

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Search this name across graphsid dfx:ria:93ccff30-4f7c-f63c-0a31-92c53c36a853

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Apr 10, 2026	n/a	yes	DENVER, CO\|Portsmouth, NH	Current employment
C•••••• O•• C•••••• M•••••••••	Former SEC adviser	Jun 3, 2016	Aug 26, 2026	no	Kennebunk, ME\|Portland, ME\|PORTSMOUTH, NH\|Portland, ME\|Kennebunk, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• C•••••• M•••••••••	M••••• G••••• A••••••• I•••	Aug 26, 2026	Apr 10, 2026	-138	Firm change after gap	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•••••• O•• C•••••• M•••••••••	May 9, 2016	Jun 3, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
120870:147363:ME:2026-08-26	Aug 26, 2026	Apr 10, 2026	KENNEBUNK, ME	Firm change after gap

Relationships

Registered with (5)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ C•••••• O•• C•••••• M•••••••••Registered adviserregistration: previous registration
Jun 3, 2016 to Aug 26, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
May 22, 2013 to May 9, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:93ccff30-4f7c-f63c-0a31-92c53c36a853
First observed: Dec 13, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.