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Advisor at EDWARD JONES
Sussex, WI | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Dec 7, 2017 | n/a | yes | ST. LOUIS, MO|Sussex, WI | Current employment |
| WINTRUST INVESTMENTS | Former SEC adviser | Jul 2, 2012 | Nov 27, 2017 | no | CHICAGO, IL|HARTLAND, WI | Previous registration |
| EDWARD JONES | National bd RIA | Jan 24, 2011 | May 9, 2012 | no | PEWAUKEE, WI|ST LOUIS, MO|PEWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINTRUST INVESTMENTS | EDWARD JONES | Nov 27, 2017 | Dec 7, 2017 | 10 | Firm change | Other |
| EDWARD JONES | WINTRUST INVESTMENTS | May 9, 2012 | Jul 2, 2012 | 54 | Firm change | Other |