DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

William Edward Davis

Advisor at LPL FINANCIAL LLC

AUGUSTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:93ed4e32-4adb-14ef-bf33-83de94ffedff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Aug 26, 2004
First registration: Sep 22, 2004
Dual registered: yes, broker-dealer
Other names: WILL DAVIS
IAPD individual key: 4821986

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 17, 2024	n/a	yes	AUGUSTA, GA	Current employment
MORGAN STANLEY	Wirehouse	Oct 16, 2020	Jul 26, 2024	no	Augusta, GA	Previous registration
EDWARD JONES	National bd RIA	Aug 25, 2014	Oct 20, 2020	no	EVANS, GA\|AUGUSTA, GA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 8, 2006	Sep 18, 2007	no	MARTINEZ, GA\|AUGUSTA, GA\|AUGUSTA, GA\|AUGUSTA, GA\|AUGUSTA, GA\|AUGUSTA, GA\|AUGUSTA, GA\|AUGUSTA, GA\|EVANS, GA\|THOMSON, GA\|THOMSON, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 22, 2004	Aug 10, 2006	no	AUGUSTA, GA\|AUGUSTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	LPL FINANCIAL LLC	Jul 26, 2024	Jul 17, 2024	-9	Firm change	Wirehouse to ibd
EDWARD JONES	MORGAN STANLEY	Oct 20, 2020	Oct 16, 2020	-4	Firm change	Ibd to wirehouse
SUNTRUST INVESTMENT SERVICES, INC.	EDWARD JONES	Sep 18, 2007	Aug 25, 2014	2,533	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	SUNTRUST INVESTMENT SERVICES, INC.	Aug 10, 2006	Aug 8, 2006	-2	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 17, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 16, 2020 to Jul 26, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 25, 2014 to Oct 20, 2020factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 8, 2006 to Sep 18, 2007factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 22, 2004 to Aug 10, 2006factForm ADV

Dated events

Occurred
Jul 26, 2024
Advisor changed firm
William Edward Davis left Morgan Stanley for Lpl Financial Llc (registered 2024-07-17)
Form ADVobserved 5 days ago