DFX Intelligence

H•••• T• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

H•••• T• R•••••••

Advisor at P••• I••••••••• L••

New City, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• I••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• I••••••••• L••	Asset manager	Aug 19, 2010	n/a	yes	New City, NY	Current employment
N••• C•••••••••	Bd affiliated wealth	May 10, 2010	Jul 1, 2010	no	FOREST HILLS, NY\|BOCA RATON, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• C•••••••••	P••• I••••••••• L••	Jul 1, 2010	Aug 19, 2010	49	Firm change	Other
C•••• I••••••••• S••••••• C••••	N••• C•••••••••	Mar 17, 2010	May 10, 2010

Relationships

Registered with (3)

→ P••• I••••••••• L••Registered adviserregistration: current employment
Aug 19, 2010 to presentfactForm ADV
→ N••• C•••••••••Registered adviserregistration: previous registration
May 10, 2010 to Jul 1, 2010factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
May 15, 2009 to Mar 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 15, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.