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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

NFSG CORPORATION

CRD 130814

BOCA RATON, FL

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Search this name across graphsid dfx:ria:f023a6d0-0894-53ce-56cc-28173f4d8cfa

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 208
Dated events: 40
On other graphs: 0
Observed: Mar 22, 2012 to Mar 2, 2026
61 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=68.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 77
RAUM per advisor: $14.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 89
Advisory employees: 74
Offices: 24Schedule D 1.F, beyond the principal office
Accounts: 3,607
Individual clients: 2,271
High net worth clients: 765
SEC number: 801-68448
CIK: 1879757
CRD: 130814
Filings on the tape: 61
First filed: Mar 22, 2012
Latest filed: Mar 2, 2026
Organised: Corporation, FL
Website: blackriverltd.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 77

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PHILIP BEHRAM ANTIA	n/a	BOCA RATON, FL	21	34	1	yes
SCOTT HOWARD GOLDSTEIN	n/a	BOCA RATON, FL	21	39	n/a	yes
GUY STEVEN AMICO	n/a	BOCA RATON, FL	21	38	n/a	yes
GREGORY MALCOLM MCLEOD	n/a	BOCA RATON, FL	20	29	n/a	yes
ROBERT J RAAB	n/a	BOCA RATON, FL	19	40	2	yes
RICHARD BRAD MILLER	n/a	BOCA RATON, FL \| HALLANDALE, FL	19	32	1	yes
SCOTT STANLEY BROOKS	n/a	SAN CLEMENTE, CA \| BOCA RATON, FL	19	26	2	yes
MICHAEL LEONARD WHITAKER	Chartered Financial Consultant	BOCA RATON, FL \| THE VILLAGES, FL	16	21	n/a	yes
ERIC JASON FIELDS	n/a	NORTHBROOK, IL \| BOCA RATON, FL	16	31	3	yes
GREGORY ROMANCZUK	n/a	BOCA RATON, FL \| CHICAGO, IL	16	30	1	yes
DENNIS MICHAEL ZATOR	n/a	HEATH, TX \| BOCA RATON, FL	16	47	2	yes
KERRI JAMISON BRUTTO	n/a	BOCA RATON, FL \| MESA, AZ	15	25	2	yes
BRYAN SCOTT RATHMAN	n/a	NEW YORK, NY \| BOCA RATON, FL	14	33	n/a	yes
JOSEPH MELLUSI	n/a	BOCA RATON, FL \| NEW YORK, NY	14	34	n/a	yes
WALTER PAUL PRIEBE	Chartered Financial Consultant	FORT LAUDERDALE, FL \| BOCA RATON, FL	11	37	2	yes
MICHAEL PAUL ZAPPIER	n/a	BOCA RATON, FL \| FLUSHING, NY	11	25	n/a	yes
TIMOTHY DANIEL JUNE	n/a	COATESVILLE, PA \| BOCA RATON, FL	11	40	3	yes
IVAN RICHARD GEFEN	n/a	BOCA RATON, FL	10	41	2	yes
NICHOLAS MICHAEL GIALLOURAKIS	n/a	BOCA RATON, FL \| CLEARWATER, FL	10	22	1	yes
ROBERT CHARLES BRAGG	n/a	BOCA RATON, FL \| MONUMENT, CO	9	22	1	yes
GLENN WILLIAM FIOCCA	n/a	BOCA RATON, FL \| SYOSSET, NY	9	31	n/a	yes
GIOVANNI ANTHONY BUZZETTA	n/a	MORRISTOWN, NJ \| BOCA RATON, FL	9	25	1	yes
GABRIEL MARTIN ANTUNA	n/a	LITTLE SILVER, NJ \| BOCA RATON, FL	9	32	2	yes
XAVIER PATINO	n/a	OAKBROOK TERRACE, IL \| BOCA RATON, FL	9	18	2	yes
JEFFREY LEWIS EGLOW	n/a	BOCA RATON, FL	8	40	6	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASOLARO, THOMAS, JOSEPH	CO-CEO & CHAIRMAN	Na	yes	08/2022	Mar 2, 2026	Mar 2, 2026
NEWBRIDGE FINANCIAL INC.	Owner	E	yes	01/2002	Mar 2, 2026	Mar 2, 2026
SPITLER, ROBERT, PENDELTON	CO-CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	12/2023	Mar 2, 2026	Mar 2, 2026
AMICO, GUY, STEVEN	Shareholder	C	yes	01/2002	Mar 22, 2012	Sep 11, 2024
GOLDSTEIN, SCOTT, HOWARD	Shareholder	C	yes	01/2002	Mar 22, 2012	Sep 11, 2024
Slavik, Richard, Wayne	CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Aug 2, 2024	Sep 11, 2024
DUQUES, HENRY, C	Shareholder	F	no	08/2014	Sep 1, 2015	Sep 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BRIDGE LINE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
BRIDGE LINE VENTURES, LLC	n/a	n/a	n/a	N	yes	n/a
NEWBRIDGE INSURANCE SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
NEWBRIDGE SECURITIES CORPORATION	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SEA GIRT	Nj	United States	4	yes
Chicago	IL	United States	3	yes
Syosset	NY	United States	3	yes
Mesa	Az	United States	2	yes
SAN CLEMENTE	CA	United States	2	yes
THE VILLAGES	FL	United States	2	yes
Waterford	Mi	United States	2	yes
Morristown	Nj	United States	2	yes
NEW YORK	NY	United States	2	yes
NEW YORK	NY	United States	2	yes
Concord	CA	United States	1	yes
Monument	Co	United States	1	yes
BOCA RATON	FL	United States	1	yes
FT LAUDERDALE	FL	United States	1	yes
Umatalla	FL	United States	1	yes
OAK BROOK TERRACE	IL	United States	1	yes
Robinson	IL	United States	1	yes
Baltimore	Md	United States	1	yes
Belmont	Nc	United States	1	yes
Waynesville	Nc	United States	1	yes
Elizabeth	Nj	United States	1	yes
LITTLE SILVER	Nj	United States	1	yes
Montvale	Nj	United States	1	yes
Morristown	Nj	United States	1	yes
Manhasset	NY	United States	1	yes
NEW YORK	NY	United States	1	no
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$1.1B	$1.0B	89	74	24	n/a	n/a
2024	Apr 30, 2025	$813M	$736M	89	66	25	n/a	n/a
2023	Mar 30, 2024	$566M	$397M	183	73	38	n/a	n/a
2022	Mar 30, 2023	$472M	$342M	141	78	38	n/a	n/a
2021	Apr 1, 2022	$511M	$349M	87	83	30	n/a	n/a
2020	Apr 15, 2021	$333M	$213M	75	45	30	n/a	n/a
2019	Mar 11, 2020	$220M	$122M	75	40	23	n/a	n/a
2018	Mar 29, 2019	$175M	$71.2M	65	65	5	n/a	n/a
2017	Apr 2, 2018	$130M	$73.4M	60	60	5	n/a	n/a
2016	Mar 10, 2017	$106M	$71.6M	60	60	n/a	n/a	n/a
2015	Mar 31, 2016	$96.5M	$77.9M	60	60	n/a	n/a	n/a
2014	Mar 31, 2015	$103M	$53.0M	68	68	n/a	n/a	n/a
2013	Mar 27, 2014	$138M	$71.8M	225	70	n/a	n/a	n/a
2012	Mar 25, 2013	$122M	$44.9M	225	70	n/a	n/a	n/a
2011	Mar 22, 2012	$129M	$44.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
7	2	5	2.6%	3	0	0	15	15

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$813M	33.1%	$472M	31.9%	89	89	24	25

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Z ADVISORY INNOVATIONS	2	Aug 2, 2024	Aug 19, 2024	BOCA RATON, FL	Team lift out	Ibd to state RIA	3.1%
CETERA INVESTMENT ADVISERS LLC	2	Feb 2, 2024	Feb 2, 2024	BOCA RATON, FL	Team lift out	Ibd to ibd	2.9%
CETERA INVESTMENT ADVISERS LLC	2	Feb 2, 2024	Feb 2, 2024	SEA GIRT, NJ	Team lift out	Ibd to ibd	2.9%
CALTON & ASSOCIATES, INC.	2	Dec 3, 2019	Dec 5, 2019	BOCA RATON, FL	Team lift out	Ibd to RIA	3.9%
CENTAURUS FINANCIAL, INC.	2	Sep 18, 2017	Sep 25, 2017	LADY LAKE, FL	Team lift out	Other	4.4%
CENTER STREET ADVISORS, INC.	2	Aug 24, 2015	Aug 21, 2015	BOCA RATON, FL	Team lift out	Other	5.7%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Oct 5, 2021	Oct 4, 2021	SAN DIEGO, CA	Team lift out	Ibd to ibd	0.0%
EQUITABLE ADVISORS, LLC	2	Jul 23, 2018	Jul 26, 2018	MELVILLE, NY	Team lift out	Ibd to ibd	0.1%
VSR ADVISORY SERVICES	3	Jun 20, 2016	Dec 2, 2016	OVERLAND PARK, KS	Team lift out	Other	1.6%

Relationships

showing 80 of 208

Registered with (79)

← MAXWELL REDMOND SURPRENANTAdvisorregistration: current employment
Aug 21, 2026 to presentfactForm ADV
← RICHARD BRIAN DORFMANAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← WILLIAM MITCHELL LEFKOWITZAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← DANIEL RAYMOND ICZKOWSKIAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← Stephen Robert SpenceAdvisorregistration: current employment
Jul 23, 2026 to presentfactForm ADV
← RICHARD WAYNE SLAVIKAdvisorregistration: previous registration
Nov 28, 2023 to Jan 6, 2026factForm ADV
← ELIETH STRUNKAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← MATTHEW JEFFREY EGLOWAdvisorregistration: current employment
Jun 9, 2026 to presentfactForm ADV
← JASON DOUGLAS KONSKIERAdvisorregistration: current employment
Apr 9, 2026 to presentfactForm ADV
← ROSE DIANE KILKENNYAdvisorregistration: current employment
Jan 13, 2026 to presentfactForm ADV
← JEFFREY ALLAN HUFFAdvisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV
← MARK JOSEPH HUDECAdvisorregistration: current employment
Nov 26, 2025 to presentfactForm ADV
← MARC ALLEN BROWNAdvisorregistration: current employment
Nov 14, 2025 to presentfactForm ADV
← LISA ANNE ARMBRUSTAdvisorregistration: current employment
Jul 2, 2025 to presentfactForm ADV
← NEIL ROBERT BRADIEAdvisorregistration: current employment
Apr 2, 2025 to presentfactForm ADV
← GERONAL NATHANIEL HURDLEAdvisorregistration: current employment
Mar 7, 2025 to presentfactForm ADV
← DAVID ALAN LORBERAdvisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← WESLEY J LITWINAdvisorregistration: current employment
Jan 16, 2025 to presentfactForm ADV
← PAMELA NISBET MCWHORTERAdvisorregistration: current employment
May 23, 2024 to presentfactForm ADV
← JOHN E SWEGLESAdvisorregistration: current employment
May 15, 2024 to presentfactForm ADV
← TIMOTHY BRIAN CAMPBELLAdvisorregistration: current employment
Oct 13, 2023 to presentfactForm ADV
← RUSSELL ALAN PIERCEAdvisorregistration: current employment
Oct 5, 2023 to presentfactForm ADV
← ROBERT VAUGHN WHITAKERAdvisorregistration: current employment
Sep 28, 2023 to presentfactForm ADV
← ROBERT PENDELTON SPITLERAdvisorregistration: current employment
Jul 12, 2023 to presentfactForm ADV
← PHILIP FRANK RUTIGLIANOAdvisorregistration: current employment
Jun 8, 2023 to presentfactForm ADV
← JEFFREY REYNOLDS DAUTAdvisorregistration: current employment
Nov 7, 2022 to presentfactForm ADV
← THOMAS JOHN AVERYAdvisorregistration: current employment
Oct 24, 2022 to presentfactForm ADV
← MARC BARTONAdvisorregistration: current employment
Sep 29, 2022 to presentfactForm ADV
← CHRISTOPHER SCOTT MCCRILLISAdvisorregistration: current employment
Aug 11, 2022 to presentfactForm ADV
← JANINE TALLEYAdvisorregistration: current employment
Apr 22, 2022 to presentfactForm ADV
and 49 more

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 18, 2026
Advisor changed firm
Richard Eugene Griffin left Nfsg Corporation for Rickstar Financial, Llc (registered 2026-06-15)
Form ADVobserved 5 days ago
Occurred
Feb 13, 2026
Regulatory AUM changed
Nfsg Corporation reported RAUM $1.1B, up 33% from $813.5M (2026-01-06 to 2026-02-13)
Form ADVobserved 5 days ago
$269M
Occurred
Nov 13, 2025
Advisor changed firm
Jeffrey Neal Miller left Nfsg Corporation for First Command Advisory Services (registered 2026-06-24)
Form ADVobserved 5 days ago
Occurred
Apr 30, 2025
Regulatory AUM changed
Nfsg Corporation reported RAUM $813.5M, up 44% from $566.2M (2024-09-11 to 2025-04-30)
Form ADVobserved 5 days ago
$247M
Occurred
Apr 15, 2025
Advisor changed firm
Andrew Joseph Fairchild left Nfsg Corporation for Independent Financial Group, Llc (registered 2025-04-16)
Form ADVobserved 5 days ago
Occurred
Aug 2, 2024
Control person left
Robert Gene Abrams (General Counsel/Chief Compliance Officer) no longer on Schedule A of Nfsg Corporation (listed 2024-03-30, absent 2024-08-02)
Form ADVobserved 5 days ago
Occurred
Aug 2, 2024
Control person joined
Wayne Richard Slavik (Chief Compliance Officer) appeared on Schedule A of Nfsg Corporation
Form ADVobserved 5 days ago
Occurred
Aug 2, 2024
Team lift-out
2 advisors left Nfsg Corporation (Boca Raton, FL) for Z Advisory Innovations on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Aug 2, 2024
Advisor changed firm
David Robert Zoellner left Nfsg Corporation for Z Advisory Innovations (registered 2024-08-19)
Form ADVobserved 5 days ago
Occurred
Aug 2, 2024
Advisor changed firm
David Robert Zoellner Jr left Nfsg Corporation for Z Advisory Innovations (registered 2024-08-02)
Form ADVobserved 5 days ago
Occurred
Jun 25, 2024
Advisor changed firm
William Lapiana left Nfsg Corporation for Ausdal Financial Partners, Inc. (registered 2024-06-24)
Form ADVobserved 5 days ago
Occurred
May 16, 2024
Advisor changed firm
Betsy Lou Whipple left Nfsg Corporation for Securities America Advisors, Inc. (registered 2024-05-20)
Form ADVobserved 5 days ago
Occurred
Feb 5, 2024
Advisor changed firm
Jeffrey Krug left Nfsg Corporation for Pruco Securities, Llc (registered 2024-02-07)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Team lift-out
3 advisors left Nfsg Corporation (Boca Raton, FL) for Cetera Investment Advisers LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Feb 2, 2024
Team lift-out
2 advisors left Nfsg Corporation (Sea Girt, NJ) for Cetera Investment Advisers LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 2, 2024
Advisor changed firm
Leslie K Curran left Nfsg Corporation for Cetera Investment Advisers Llc (registered 2024-02-02)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Advisor changed firm
Anthony Charles Rosso left Nfsg Corporation for Cetera Investment Advisers Llc (registered 2024-02-02)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Advisor changed firm
Sean Thomas Keating left Nfsg Corporation for Cetera Investment Advisers Llc (registered 2024-02-02)
Form ADVobserved 5 days ago
Occurred
Feb 2, 2024
Advisor changed firm
Andrew Christopher Yost left Nfsg Corporation for Cetera Investment Advisers Llc (registered 2024-02-01)
Form ADVobserved 5 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Jesse Alec Mann left Nfsg Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-02-01)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2023
Control person joined
Pendelton Robert Spitler (Co-Ceo/Finop/Chief Financial Officer/Principal Financial Officer) appeared on Schedule A of Nfsg Corporation
Form ADVobserved 5 days ago
Occurred
Dec 4, 2023
Advisor changed firm
Kenneth Joseph Arena left Nfsg Corporation for Cetera Investment Advisers Llc (registered 2024-04-01)
Form ADVobserved 5 days ago
Occurred
Oct 5, 2023
Advisor changed firm
Patrick Lee Baird left Nfsg Corporation for B. Riley Wealth Advisors, Inc. (registered 2023-10-16)
Form ADVobserved 5 days ago
Occurred
Sep 29, 2023
Control person left
Bruce Alan Levin (Chief Financial Officer) no longer on Schedule A of Nfsg Corporation (listed 2023-09-19, absent 2023-09-29)
Form ADVobserved 5 days ago
Occurred
Sep 29, 2023
Control person left
Lee Patrick Baird (Chief Compliance Officer) no longer on Schedule A of Nfsg Corporation (listed 2023-09-19, absent 2023-09-29)
Form ADVobserved 5 days ago
Occurred
Sep 19, 2023
Control person left
Jay Leonard Sokolow (Ceo) no longer on Schedule A of Nfsg Corporation (listed 2023-03-30, absent 2023-09-19)
Form ADVobserved 5 days ago
Occurred
Sep 14, 2023
Advisor changed firm
Nicholas L. Gomez left Nfsg Corporation for Lpl Financial Llc (registered 2023-09-15)
Form ADVobserved 5 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Collin Kirk Cornell left Nfsg Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-04-18)
Form ADVobserved 5 days ago
Occurred
Jul 17, 2023
Advisor changed firm
Alan Bruce Levin left Nfsg Corporation for Ibd Wealth Management, Llc (registered 2023-08-09)
Form ADVobserved 5 days ago
Occurred
Jun 28, 2023
Advisor changed firm
Elvis Amable Rodriguez left Nfsg Corporation for Sky Alpha Asset Advisors (registered 2023-06-14)
Form ADVobserved 5 days ago
Occurred
Jun 23, 2023
Advisor changed firm
David P Calderon left Nfsg Corporation for Lpl Financial Llc (registered 2023-05-25)
Form ADVobserved 5 days ago
Occurred
May 2, 2023
Advisor changed firm
Michael Raymond Guerra left Nfsg Corporation for Supreme Alliance Llc (registered 2023-08-16)
Form ADVobserved 5 days ago
Occurred
Apr 26, 2023
Advisor changed firm
Beatrice Rauch left Nfsg Corporation for Lpl Financial Llc (registered 2023-07-05)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2023
Advisor changed firm
Richard Frank Parnigoni left Nfsg Corporation for Pin Wealth (registered 2023-04-25)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2023
Advisor changed firm
David Stewart Silberg left Nfsg Corporation for Aegis Capital Corp. (registered 2023-04-14)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person left
M Jennifer Dorfman (Chief Compliance Officer) no longer on Schedule A of Nfsg Corporation (listed 2022-08-19, absent 2023-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2023
Control person joined
Lee Patrick Baird (Chief Compliance Officer) appeared on Schedule A of Nfsg Corporation
Form ADVobserved 5 days ago
Occurred
Mar 15, 2023
Advisor changed firm
Jennifer Dorfman left Nfsg Corporation for Mml Investors Services, Llc (registered 2023-06-02)
Form ADVobserved 5 days ago

Show 2 bookkeeping events

Occurred
Apr 30, 2025
Nfsg Corporation reported 25 offices beyond its principal office, down from 38 (2024-09-11 to 2025-04-30)
Occurred
Mar 30, 2023
Nfsg Corporation reported 38 offices beyond its principal office, up from 30 (2022-08-19 to 2023-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f023a6d0-0894-53ce-56cc-28173f4d8cfa
First observed: Mar 22, 2012
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NFSG CORPORATION

CRD 130814

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f023a6d0-0894-53ce-56cc-28173f4d8cfa

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PHILIP BEHRAM ANTIA

n/a

BOCA RATON, FL

yes

SCOTT HOWARD GOLDSTEIN

n/a

BOCA RATON, FL

n/a

yes

GUY STEVEN AMICO

n/a

BOCA RATON, FL

n/a

yes

GREGORY MALCOLM MCLEOD

n/a

BOCA RATON, FL

n/a

yes

ROBERT J RAAB

n/a

BOCA RATON, FL

yes

RICHARD BRAD MILLER

n/a

BOCA RATON, FL | HALLANDALE, FL

yes

SCOTT STANLEY BROOKS

n/a

SAN CLEMENTE, CA | BOCA RATON, FL

yes

MICHAEL LEONARD WHITAKER

Chartered Financial Consultant

BOCA RATON, FL | THE VILLAGES, FL

n/a

yes

ERIC JASON FIELDS

n/a

NORTHBROOK, IL | BOCA RATON, FL

yes

GREGORY ROMANCZUK

n/a

BOCA RATON, FL | CHICAGO, IL

yes

DENNIS MICHAEL ZATOR

n/a

HEATH, TX | BOCA RATON, FL

yes

KERRI JAMISON BRUTTO

n/a

BOCA RATON, FL | MESA, AZ

yes

BRYAN SCOTT RATHMAN

n/a

NEW YORK, NY | BOCA RATON, FL

n/a

yes

JOSEPH MELLUSI

n/a

BOCA RATON, FL | NEW YORK, NY

n/a

yes

WALTER PAUL PRIEBE

Chartered Financial Consultant

FORT LAUDERDALE, FL | BOCA RATON, FL

yes

MICHAEL PAUL ZAPPIER

n/a

BOCA RATON, FL | FLUSHING, NY

n/a

yes

TIMOTHY DANIEL JUNE

n/a

COATESVILLE, PA | BOCA RATON, FL

yes

IVAN RICHARD GEFEN

n/a

BOCA RATON, FL

yes

NICHOLAS MICHAEL GIALLOURAKIS

n/a

BOCA RATON, FL | CLEARWATER, FL

yes

ROBERT CHARLES BRAGG

n/a

BOCA RATON, FL | MONUMENT, CO

yes

GLENN WILLIAM FIOCCA

n/a

BOCA RATON, FL | SYOSSET, NY

n/a

yes

GIOVANNI ANTHONY BUZZETTA

n/a

MORRISTOWN, NJ | BOCA RATON, FL

yes

GABRIEL MARTIN ANTUNA

n/a

LITTLE SILVER, NJ | BOCA RATON, FL

yes

XAVIER PATINO

n/a

OAKBROOK TERRACE, IL | BOCA RATON, FL

yes

JEFFREY LEWIS EGLOW

n/a

BOCA RATON, FL

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASOLARO, THOMAS, JOSEPH

CO-CEO & CHAIRMAN

yes

08/2022

Mar 2, 2026

NEWBRIDGE FINANCIAL INC.

Owner

yes

01/2002

Mar 2, 2026

SPITLER, ROBERT, PENDELTON

CO-CEO/FINOP/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER

yes

12/2023

Mar 2, 2026

AMICO, GUY, STEVEN

Shareholder

yes

01/2002

Mar 22, 2012

Sep 11, 2024

GOLDSTEIN, SCOTT, HOWARD

Shareholder

yes

01/2002

Mar 22, 2012

Sep 11, 2024

Slavik, Richard, Wayne

CHIEF COMPLIANCE OFFICER

yes

07/2024

Aug 2, 2024

Sep 11, 2024

DUQUES, HENRY, C

Shareholder

08/2014

Sep 1, 2015

Sep 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BRIDGE LINE ADVISORS LLC

n/a

yes

n/a

BRIDGE LINE VENTURES, LLC

n/a

yes

n/a

NEWBRIDGE INSURANCE SERVICES, INC.

n/a

yes

n/a

NEWBRIDGE SECURITIES CORPORATION

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

SEA GIRT

United States

yes

Chicago

United States

yes

Syosset

United States

yes

Mesa

United States

yes

SAN CLEMENTE

United States

yes

THE VILLAGES

United States

yes

Waterford

United States

yes

Morristown

United States

yes

NEW YORK

United States

yes

NEW YORK

United States

yes

Concord

United States

yes

Monument

United States

yes

BOCA RATON

United States

yes

FT LAUDERDALE

United States

yes

Umatalla

United States

yes

OAK BROOK TERRACE

United States

yes

Robinson

United States

yes

Baltimore

United States

yes

Belmont

United States

yes

Waynesville

United States

yes

Elizabeth

United States

yes

LITTLE SILVER

United States

yes

Montvale

United States

yes

Morristown

United States

yes

Manhasset

United States

yes

NEW YORK

United States

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$1.1B

$1.0B

n/a

2024

Apr 30, 2025

$813M

$736M

n/a

2023

Mar 30, 2024

$566M

$397M

183

n/a

2022

Mar 30, 2023

$472M

$342M

141

n/a

2021

Apr 1, 2022

$511M

$349M

n/a

2020

Apr 15, 2021

$333M

$213M

n/a

2019

Mar 11, 2020

$220M

$122M

n/a

2018

Mar 29, 2019

$175M

$71.2M

n/a

2017

Apr 2, 2018

$130M

$73.4M

n/a

2016

Mar 10, 2017

$106M

$71.6M

n/a

2015

Mar 31, 2016

$96.5M

$77.9M

n/a

2014

Mar 31, 2015

$103M

$53.0M

n/a

2013

Mar 27, 2014

$138M

$71.8M

225

n/a

2012

Mar 25, 2013

$122M

$44.9M

225

n/a

2011

Mar 22, 2012

$129M

$44.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

2.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$813M

33.1%

$472M

31.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Z ADVISORY INNOVATIONS

Aug 2, 2024

Aug 19, 2024

BOCA RATON, FL

Team lift out

Ibd to state RIA

3.1%

CETERA INVESTMENT ADVISERS LLC

Feb 2, 2024

BOCA RATON, FL

Team lift out

Ibd to ibd

2.9%

CETERA INVESTMENT ADVISERS LLC

Feb 2, 2024

SEA GIRT, NJ

Team lift out

Ibd to ibd

2.9%

CALTON & ASSOCIATES, INC.

Dec 3, 2019

Dec 5, 2019

BOCA RATON, FL

Team lift out

Ibd to RIA

3.9%

CENTAURUS FINANCIAL, INC.

Sep 18, 2017

Sep 25, 2017

LADY LAKE, FL

Team lift out

Other

4.4%

CENTER STREET ADVISORS, INC.

Aug 24, 2015

Aug 21, 2015

BOCA RATON, FL

Team lift out

Other

5.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Oct 5, 2021

Oct 4, 2021

SAN DIEGO, CA

Team lift out

Ibd to ibd

0.0%

EQUITABLE ADVISORS, LLC

Jul 23, 2018

Jul 26, 2018

MELVILLE, NY

Team lift out

Ibd to ibd

0.1%

VSR ADVISORY SERVICES

Jun 20, 2016

Dec 2, 2016

OVERLAND PARK, KS

Team lift out

Other

1.6%