DFX Intelligence

N••••••• C••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

N••••••• C••••• B•••••

Advisor at C••••••• P•••••••

Lavon, TX | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:940187af-54a8-2782-d69c-5f895d77900a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jun 3, 2026	n/a	yes	Lavon, TX\|OVERLAND PARK, KS	Current employment
F••••• I•••••••••	Independent wealth	Jul 25, 2024	May 5, 2026	no	PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	C••••••• P•••••••	May 5, 2026	Jun 3, 2026	29	Firm change	RIA to RIA
M••••• S••••••	F••••• I•••••••••	Nov 16, 2009	Jul 25, 2024

Relationships

Registered with (4)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Jul 25, 2024 to May 5, 2026factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Nov 16, 2009factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:940187af-54a8-2782-d69c-5f895d77900a
First observed: Jan 6, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.