DFX Intelligence

J••• C•••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserNo RAUM reportedSEC registeredRAUM none

J••• C•••• P••••••• L••

CRD 338362

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 29, 2026 to May 29, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• T•••••••	CHIEF COMPLIANCE OFFICER	D	yes	09/2025	May 29, 2026	May 29, 2026
E•••••••• C•••• F•••••••••	Member	A	no	08/2025	May 29, 2026	May 29, 2026

Relationships

Owns (4)

← E•••••••• C•••• F•••••••••OwnerMEMBER, ownership code A, domestic entity
May 29, 2026 to presentfactForm ADV
← M•••••• D• F••••••••• R••••••••OwnerMEMBER, ownership code A, domestic entity
May 29, 2026 to presentfactForm ADV
← W•••• P•••• I••••••••• L••OwnerMEMBER, ownership code B, domestic entity
May 29, 2026 to presentfactForm ADV
← R••••• F• S••••• R•••••••• T••••OwnerMEMBER, ownership code B, domestic entity
May 29, 2026 to presentfact

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 29, 2026
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.