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Advisor at SANCTUARY ADVISORS, LLC
Indianapolis, IN | MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SANCTUARY ADVISORS, LLC | Bd affiliated wealth | Jul 21, 2022 | n/a | yes | Indianapolis, IN|MIAMI, FL | Current employment |
| WINDSOR WEALTH MANAGEMENT, INC. | Former SEC adviser | Nov 20, 2019 | Jan 12, 2021 | no | MIAMI, FL | Previous registration |
| WEALTH PLANNING & MANAGEMENT, LLC | Former SEC adviser | Sep 13, 2004 | Nov 17, 2005 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WINDSOR WEALTH MANAGEMENT, INC. | SANCTUARY ADVISORS, LLC | Jan 12, 2021 | Jul 21, 2022 | 555 | Firm change after gap | RIA to ibd |
| WEALTH PLANNING & MANAGEMENT, LLC | WINDSOR WEALTH MANAGEMENT, INC. | Nov 17, 2005 | Nov 20, 2019 | 5,116 | Firm change after gap | Other |