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D••••• E••• M•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• E••• M•••••• S•••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

ROYAL OAK, MI | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:940c184a-9972-7254-a7b3-7a94c36ebf1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 1, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2026	n/a	yes	PLYMOUTH, MN\|ROYAL OAK, MI	Current employment
S••••• A•••• M••••••••• L•••••	Independent wealth	Oct 7, 2025	Feb 13, 2026	no	TROY, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M••••••••• L•••••	W••••• E••••••••• A••••••• S•••••••• L••	Feb 13, 2026	Apr 21, 2026	67	Firm change	RIA to ibd
C•• A•••• M••••••••• I•••	S••••• A•••• M••••••••• L•••••	Jan 18, 2019	Oct 7, 2025

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: previous registration
Oct 7, 2025 to Feb 13, 2026factForm ADV
→ C•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 1, 2016 to Jan 18, 2019factForm ADV

Dated events

Occurred
Feb 13, 2026
Advisor changed firm
D••••• E••• M•••••• S••••• left S••••• A•••• M••••••••• L••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-04-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:940c184a-9972-7254-a7b3-7a94c36ebf1c
First observed: Jun 1, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.