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P•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P•••••• I•••

CRD 140086

MONTR•••, QUEBEC

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Search this name across graphsid dfx:ria:9411548c-398f-98e2-a1ed-4f8eb9625cbf

Data as of Sep 28, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 14
On other graphs: 0
Observed: Mar 14, 2012 to Sep 28, 2022
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $741MItem 5.F on the latest filing (2022-09-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $741M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• R•••••• T••••	BOARD MEMBER	Na	yes	06/2022	Sep 28, 2022	Sep 28, 2022
C••••• M• S••• N••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Mar 21, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• A••••••• S•••••• ••• L••	n/a	Asset manager	$1.7B	N	yes	n/a
S•••• R••• E••••• S••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$741M	$1.1B	-32.5%	$1.3B	-16.6%	17	22	0	0

Relationships

Affiliated with (1)

→ S•••• A••••••• S•••••• ••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (15)

← L••••• N•••••• N••OwnerHEAD OF FINANCE AND ADMINISTRATION, ownership code NA, individual
Mar 6, 2019 to presentfactForm ADV
← M•••••• F•••••• A••••••••OwnerBOARD MEMBER, ownership code NA, individual
Sep 28, 2022 to presentfactForm ADV
← W••••• B••••• N••••••OwnerSHAREHOLDER, ownership code D, individual

Dated events

Occurred
Sep 28, 2022
Regulatory AUM changed
P•••••• I••• reported RAUM $741.3M, down 33% from $1.1B (2022-05-25 to 2022-09-28)
Form ADVobserved 7 days ago
$-357M
Occurred
Sep 28, 2022
Control person joined
Nmn Marc-Andre Flageole (Chief Executive Officer) appeared on Schedule A of P•••••• I•••
Form ADVobserved 7 days ago
Occurred
Sep 28, 2022
Control person joined
Alexander Fraser Mcewen (Board Member) appeared on Schedule A of P•••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9411548c-398f-98e2-a1ed-4f8eb9625cbf
First observed: Mar 14, 2012
Last observed: Sep 28, 2022 48 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.