This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$193MItem 5.F on the latest filing (2026-02-19); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$117M

Private client RAUM

$193MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$193Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

10

Advisory employees

1

Offices

2Schedule D 1.F, beyond the principal office

Accounts

195

Individual clients

36

High net worth clients

24

SEC number

801-76990

CRD

164602

Filings on the tape

26

First filed

Jul 30, 2012

Latest filed

Feb 19, 2026

Organised

Corporation, DE

Website

numa.ws

• Occurred

  Oct 29, 2019
  Regulatory AUM changed

  Numa reported RAUM $145.1M, down 46% from $269.6M (2018-10-31 to 2019-10-29)

  Form ADVobserved 4 days ago
  $-125M
• Occurred

  Jul 30, 2012
  First Form ADV filing

  Numa filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:9411b4fc-fe97-3ced-96c8-3eebc8496206

First observed

Jul 30, 2012

Last observed

Feb 19, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.