DFX Intelligence

C•••••• A•• H•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner12 years in industry

C•••••• A•• H•••

Advisor at D••••• M•••• A•••••••• L••

NEW YORK, NY | Spokane, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:941793c6-1a93-9fa2-22e7-a29f6337d831

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••• M•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••• M•••• A•••••••• L••	Independent wealth	Sep 29, 2025	n/a	yes	NEW YORK, NY\|Spokane, WA	Current employment
S•••••• F•	Independent wealth	Mar 4, 2021	Oct 17, 2025	no	SAN RAMON, CA\|Spokane, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• F•	D••••• M•••• A•••••••• L••	Oct 17, 2025	Sep 29, 2025	-18	Firm change	Other
J•••••• P••••••• F•••••••• P•••••••• L••	S•••••• F•	Jul 1, 2020	Mar 4, 2021

Relationships

Registered with (3)

→ D••••• M•••• A•••••••• L••Registered adviserregistration: current employment
Sep 29, 2025 to presentfactForm ADV
→ S•••••• F•Registered adviserregistration: previous registration
Mar 4, 2021 to Oct 17, 2025factForm ADV
→ J•••••• P••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2016 to Jul 1, 2020factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:941793c6-1a93-9fa2-22e7-a29f6337d831
First observed: Nov 1, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.