DFX Intelligence

Data Factory

T•••••• J•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

T•••••• J•••• S••••••••

Advisor at •••• A•••• M••••••••• A•• ••• W••••• M•••••••••

RANCHO SANTA FE, CA | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94187d7f-4886-2476-47f4-136decddc569

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: •••• A•••• M••••••••• A•• ••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
•••• A•••• M••••••••• A•• ••• W••••• M•••••••••	Independent wealth	Jan 1, 2025	n/a	yes	SAN DIEGO, CA\|RANCHO SANTA FE, CA	Current employment
A••••••• P••••••• A•••••••• L••	Former SEC adviser	May 5, 2011	Jun 28, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••• A•••••••• L••	•••• A•••• M••••••••• A•• ••• W••••• M•••••••••	Jun 28, 2013	Jan 1, 2025	4,205	Firm change after gap	Other
M••••• S••••••	A••••••• P••••••• A•••••••• L••	May 10, 2011

Relationships

Registered with (5)

→ •••• A•••• M••••••••• A•• ••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A••••••• P••••••• A•••••••• L••Registered adviserregistration: previous registration
May 5, 2011 to Jun 28, 2013factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 10, 2011factForm ADV
→ M••••• S•••••• • C•• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94187d7f-4886-2476-47f4-136decddc569
First observed: Oct 28, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.