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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

ISIDRO Z MIRAMONTES

Advisor at MIRAMONTES CAPITAL, LLC

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:941c0114-a76d-2749-a7e4-12cd1ee0cd5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MIRAMONTES CAPITAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 21, 1995
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: SID MIRAMONTES
IAPD individual key: 2670160

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MIRAMONTES CAPITAL, LLC	Independent wealth	Aug 5, 2015	n/a	yes	NEWPORT BEACH, CA	Current employment
DANIEL WEALTH ADVISORS	Former SEC adviser	Jul 20, 2015	Feb 26, 2016	no	COSTA MESA, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 29, 2008	Jul 28, 2015	no	BREA, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 10, 2008	no	BREA, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 8, 1997	Apr 2, 2007	no	BREA, CA\|BREA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DANIEL WEALTH ADVISORS	MIRAMONTES CAPITAL, LLC	Feb 26, 2016	Aug 5, 2015	-205	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	DANIEL WEALTH ADVISORS	Jul 28, 2015	Jul 20, 2015	-8	Firm change	Other
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Mar 10, 2008	Feb 29, 2008	-10	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MIRAMONTES CAPITAL, LLCRegistered adviserregistration: current employment
Aug 5, 2015 to presentfactForm ADV
→ DANIEL WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 20, 2015 to Feb 26, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 29, 2008 to Jul 28, 2015factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 10, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.