DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

JMF CAPSTONE WEALTH MANAGEMENT

CAPSTONE WEALTH MANAGEMENT, LLC, CRD 118296

TUSCALOOSA, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:941c584d-1353-3acd-1d72-67fe48bdc618

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 29, 2012 to Mar 12, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $416MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $415M
Private client RAUM: $409MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $59.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 540
Individual clients: 107
High net worth clients: 107
Custody, client assets: $275M
SEC number: 801-107846
CRD: 118296
Filings on the tape: 19
First filed: Mar 29, 2012
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, AL
Website: jmfcapstone.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES GARLAND BRAZIL	Certified Financial Planner\|Personal Financial Specialist	TUSCALOOSA, AL	23	23	n/a	no
ROBERT LANIER INGRAM	Certified Financial Planner\|Personal Financial Specialist	TUSCALOOSA, AL	12	24	1	no
BRYAN ROSS CHANDLER	Certified Financial Planner\|Personal Financial Specialist	TUSCALOOSA, AL	12	47	1	no
JOEL WILLIAM LAKE	n/a	TUSCALOOSA, AL	12	34	1	no
ANITA JORDAN HAYES	n/a	TUSCALOOSA, AL	12	27	n/a	no
RICHARD EDWARD GIBSON	Certified Financial Planner	TUSCALOOSA, AL	3	48	n/a	no
DAVID J BERNEY	n/a	TUSCALOOSA, AL	2	12	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOLDSMITH, SCOTT, A	MANAGING MEMBER	Na	yes	01/2018	Mar 19, 2019	Mar 20, 2024
JMF WEALTH MANAGEMENT, LLC	Member	E	yes	02/2014	May 11, 2016	Mar 20, 2024
LAKE, JOEL, WILLIAM	CHIEF COMPLIANCE OFFICER	Na	yes	02/2014	May 11, 2016	Mar 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JAMISONMONEYFARMER PC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$416M	$415M	8	7	0	n/a	n/a
2024	Apr 21, 2025	$363M	$362M	8	8	0	n/a	n/a
2023	Mar 20, 2024	$336M	$333M	7	7	0	n/a	n/a
2022	Mar 22, 2023	$322M	$319M	7	7	0	n/a	n/a
2021	Mar 25, 2022	$309M	$306M	6	6	0	n/a	n/a
2020	Mar 11, 2021	$181M	$178M	6	6	0	n/a	n/a
2019	Mar 11, 2020	$174M	$172M	6	6	0	n/a	n/a
2018	Mar 19, 2019	$143M	$141M	6	6	0	n/a	n/a
2017	Mar 20, 2018	$147M	$144M	6	6	0	n/a	n/a
2016	Mar 29, 2017	$115M	$114M	7	6	n/a	n/a	n/a
2011	Mar 29, 2012	$57.3M	$52.9M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$416M	$363M	14.7%	$322M	9.0%	8	8	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
JMF WEALTH MANAGEMENT, LLC	2	Dec 31, 2015	Mar 5, 2014	TUSCALOOSA, AL	Team lift out	Other	100.0%

Relationships

Registered with (7)

← DAVID J BERNEYAdvisorregistration: current employment
Mar 1, 2024 to presentfactForm ADV
← RICHARD EDWARD GIBSONAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← ANITA JORDAN HAYESAdvisorregistration: current employment
Jul 29, 2014 to presentfactForm ADV
← BRYAN ROSS CHANDLERAdvisorregistration: current employment
Mar 5, 2014 to presentfactForm ADV
← JOEL WILLIAM LAKEAdvisorregistration: current employment
Mar 5, 2014 to presentfactForm ADV
← ROBERT LANIER INGRAMAdvisorregistration: previous registration
Feb 26, 2002 to Sep 19, 2012factForm ADV
← JAMES GARLAND BRAZILAdvisorregistration: current employment
Nov 12, 2002 to presentfactForm ADV

Controls (3)

← GOLDSMITH, SCOTT, AOwnerMANAGING MEMBER, ownership code NA, individual
Mar 19, 2019 to Mar 20, 2024factForm ADV
← LAKE, JOEL, WILLIAMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 11, 2016 to Mar 20, 2024factForm ADV
← JMF WEALTH MANAGEMENT, LLCOwnerMEMBER, ownership code E, domestic entity
May 11, 2016 to Mar 20, 2024factForm ADV

Dated events

Occurred
Mar 25, 2022
Regulatory AUM changed
Jmf Capstone Wealth Management reported RAUM $309.4M, up 71% from $180.5M (2021-03-11 to 2022-03-25)
Form ADVobserved 6 days ago
$129M
Occurred
Mar 19, 2019
Control person joined
A Scott Goldsmith (Managing Member) appeared on Schedule A of Jmf Capstone Wealth Management
Form ADVobserved 6 days ago
Occurred
Mar 19, 2019
Control person left
Ross Bryan Chandler (Managing Member) no longer on Schedule A of Jmf Capstone Wealth Management (listed 2018-03-20, absent 2019-03-19)
Form ADVobserved 6 days ago
Occurred
May 11, 2016
First Form ADV filing
Jmf Capstone Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:941c584d-1353-3acd-1d72-67fe48bdc618
First observed: Mar 29, 2012
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JMF CAPSTONE WEALTH MANAGEMENT

CAPSTONE WEALTH MANAGEMENT, LLC, CRD 118296

TUSCALOOSA, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:941c584d-1353-3acd-1d72-67fe48bdc618

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES GARLAND BRAZIL

Certified Financial Planner|Personal Financial Specialist

TUSCALOOSA, AL

n/a

ROBERT LANIER INGRAM

Certified Financial Planner|Personal Financial Specialist

TUSCALOOSA, AL

BRYAN ROSS CHANDLER

Certified Financial Planner|Personal Financial Specialist

TUSCALOOSA, AL

JOEL WILLIAM LAKE

n/a

TUSCALOOSA, AL

ANITA JORDAN HAYES

n/a

TUSCALOOSA, AL

n/a

RICHARD EDWARD GIBSON

Certified Financial Planner

TUSCALOOSA, AL

n/a

DAVID J BERNEY

n/a

TUSCALOOSA, AL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOLDSMITH, SCOTT, A

MANAGING MEMBER

yes

01/2018

Mar 19, 2019

Mar 20, 2024

JMF WEALTH MANAGEMENT, LLC

Member

yes

02/2014

May 11, 2016

Mar 20, 2024

LAKE, JOEL, WILLIAM

CHIEF COMPLIANCE OFFICER

yes

02/2014

May 11, 2016

Mar 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JAMISONMONEYFARMER PC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$416M

$415M

n/a

2024

Apr 21, 2025

$363M

$362M

n/a

2023

Mar 20, 2024

$336M

$333M

n/a

2022

Mar 22, 2023

$322M

$319M

n/a

2021

Mar 25, 2022

$309M

$306M

n/a

2020

Mar 11, 2021

$181M

$178M

n/a

2019

Mar 11, 2020

$174M

$172M

n/a

2018

Mar 19, 2019

$143M

$141M

n/a

2017

Mar 20, 2018

$147M

$144M

n/a

2016

Mar 29, 2017

$115M

$114M

n/a

2011

Mar 29, 2012

$57.3M

$52.9M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$416M

$363M

14.7%

$322M

9.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

JMF WEALTH MANAGEMENT, LLC

Dec 31, 2015

Mar 5, 2014

TUSCALOOSA, AL

Team lift out

Other

100.0%