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Advisor at SOUND CAPITAL SOLUTIONS LLC
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND CAPITAL SOLUTIONS LLC | Asset manager | Jan 5, 2024 | n/a | yes | NAPLES, FL | Current employment |
| SOUND CAPITAL SOLUTIONS LLC | Asset manager | Sep 2, 2021 | Sep 15, 2023 | no | NAPLES, FL | Previous registration |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Jul 23, 2018 | Aug 2, 2021 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | SOUND CAPITAL SOLUTIONS LLC | Aug 2, 2021 | Sep 2, 2021 | 31 | Firm change | Other |