DFX Intelligence

D•••• D• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst9 years in industry

D•••• D• F••••••••

Advisor at C•••••••

San Ramon, CA | RALEIGH, NC

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Search this name across graphsid dfx:ria:942156d6-24e4-72df-acc0-800184806d43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jan 16, 2019	n/a	yes	San Ramon, CA\|RALEIGH, NC	Current employment
W•••••••• A•••• M••••••••• I•••	Former SEC adviser	Feb 13, 2017	Dec 31, 2018	no	San Ramon, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• A•••• M••••••••• I•••	C•••••••	Dec 31, 2018	Jan 16, 2019	16	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
108407:175112:CA:2018-12-31	Dec 31, 2018	Jan 16, 2019	SAN RAMON, CA	Firm change

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Jan 16, 2019 to presentfactForm ADV
→ W•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 13, 2017 to Dec 31, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:942156d6-24e4-72df-acc0-800184806d43
First observed: Feb 13, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.