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A••••• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A••••• C•••••• M••••••••• I•••

CRD 108264

CINCINNATI, OH

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Search this name across graphsid dfx:ria:94251ab0-f577-0103-a666-d0b525aebf77

Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 1
Observed: Jan 26, 2012 to Jul 29, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••• C•••••• M••••••••• I•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $327MItem 5.F on the latest filing (2026-07-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $292M
Private client RAUM: $299MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••••• J•••• D•••••••••	Chartered Financial Analyst	MILFORD, OH	23	34	n/a	no
B•••• G••••• W•••	n/a	CINCINNATI, OH	9	33

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• O••••••••• F••• L••	Hedge Fund	$1.5M	Sep 26, 2024	5	Mar 30, 2020	reported	021-357008
L•••••• E••••• P••••••• I• L••	Private Equity Fund	$350,000

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••••• C••••••••• J••••	PRINCIPAL, CHIEF COMPLIANCE OFFICER	E	yes	01/2017	Jan 26, 2012	Sep 26, 2024
W•••• B••••• G•••••	MANAGING DIRECTOR	Na	yes	01/2017	Mar 27, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A• M••••••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a
A••• Z••••••••• C••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$327M	$321M	1.7%	$234M	11.8%	5	5	0	0

Relationships

Advises (4)

→ A•• O••••••••• F••• L••Private fundHedge Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ L•••••• E••••• P••••••• I• L••Private fundPrivate Equity Fund, IA, no longer reported
Jan 26, 2012 to Mar 28, 2013factForm ADV
→ L•••••• E••••• P•••••••• L••Private fundPrivate Equity Fund, IA, no longer reported
Jan 26, 2012 to Mar 28, 2013factForm ADV
→ W•••••• W••• C•••••• F•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94251ab0-f577-0103-a666-d0b525aebf77
First observed: Jan 26, 2012
Last observed: Jul 29, 2026 55 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 9, 2026	$327M	$292M	5	2	0	n/a	n/a
2024	Mar 28, 2025	$321M	$285M	5	2	0	1	n/a
2023	Mar 28, 2024	$294M	$247M	5	2	0	1	$1.5M
2022	Mar 31, 2023	$234M	$171M	5	2	0	1	$1.4M
2021	Mar 21, 2022	$255M	$197M	5	2	0	1	$1.5M
2020	Mar 23, 2021	$220M	$165M	5	2	0	1	$922,700
2019	Mar 30, 2020	$207M	$145M	5	2	0	1	$80,000
2018	Mar 20, 2019	$175M	$127M	5	2	0	n/a	n/a
2017	Mar 27, 2018	$186M	$139M	5	2	0	n/a	n/a
2016	Feb 17, 2017	$164M	$114M	4	2	n/a	n/a	n/a
2015	Mar 10, 2016	$159M	$95.9M	7	5	n/a	n/a	n/a
2014	Mar 16, 2015	$155M	$96.6M	3	3	n/a	n/a	n/a
2013	Mar 12, 2014	$137M	$89.7M	5	3	n/a	n/a	n/a
2012	Mar 28, 2013	$128M	$85.8M	3	3	n/a	2	$650,000
2011	Jan 26, 2012	$113M	$68.1M	n/a	n/a	n/a	3	$650,000