DFX Intelligence

V•••••• F•••••••• S••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

V•••••• F•••••••• S••••••• L••

CRD 105271

ANN ARBOR, MI

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Search this name across graphsid dfx:ria:9436b877-5736-5945-b592-1fdaf4460a3c

Data as of Mar 28, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 11
On other graphs: 0
Observed: Mar 19, 2012 to Mar 28, 2023
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $771M••• Locked
Discretionary RAUM: $771M
Private client RAUM: $766Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• J•••• W••••••	CHIEF OPERATING OFFICER	Na	yes	08/2021	Sep 22, 2021	Mar 28, 2023
M••••• G••••• A••••••• I•••	PARENT COMPANY	E	yes	11/2022	Dec 13, 2022	Mar 28, 2023

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$771M	$923M	-16.5%	$696M	3.5%	16	16	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• G••••• A••••••• I•••	5	Feb 23, 2023	Dec 19, 2022	ANN ARBOR, MI	Firm absorbed	RIA to RIA	83.3%

Relationships

Controls (3)

← M••••• F•••••••• S••••••OwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2012 to presentfactForm ADV
← M••••• G••••• A••••••• I•••OwnerPARENT COMPANY, ownership code E, domestic entity
Dec 13, 2022 to presentfactForm ADV
← M••••••••• J•••• W••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 22, 2021 to presentfactForm ADV

Registered with (13)

← N••••• Z•••••••Advisor

Dated events

Occurred
Sep 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 23, 2023
Firm absorbed
••• Locked
Form ADVobserved 7 days ago
5 advisors
Occurred
Feb 23, 2023
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9436b877-5736-5945-b592-1fdaf4460a3c
First observed: Mar 19, 2012
Last observed: Mar 28, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.