DFX Intelligence

T••••• J•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T••••• J•••••• T•••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94415355-750e-8fcc-aef6-43ae4bcbe514

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 3, 2023	n/a	yes	RENO, NV\|WASHOE VALLEY, NV\|NOVATO, CA\|PLYMOUTH, MN	Current employment
E••••• P•••••••• I•••	Former SEC adviser	Sep 5, 2007	Apr 28, 2023	no	NOVATO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• P•••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Apr 28, 2023	Apr 3, 2023	-25	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
110450:116407:CA:2023-04-28	Apr 28, 2023	Apr 3, 2023	NOVATO, CA	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ E••••• P•••••••• I•••Registered adviserregistration: previous registration
Sep 5, 2007 to Apr 28, 2023factForm ADV

Dated events

Occurred
Apr 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94415355-750e-8fcc-aef6-43ae4bcbe514
First observed: Sep 5, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.