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Advisor at J.P. MORGAN SECURITIES LLC
CHICAGO, IL | Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 25, 2016 | n/a | yes | Boca Raton, FL|CHICAGO, IL|Boca Raton, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 10, 2016 | no | Chicago, IL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 26, 2008 | Jun 1, 2009 | no | CHICAGO, IL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 28, 2004 | Oct 3, 2008 | no | CHICAGO, IL|NORTHBROOK, IL|NORTHBROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | J.P. MORGAN SECURITIES LLC | May 10, 2016 | Apr 25, 2016 | -15 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 3, 2008 | Sep 26, 2008 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:79:IL:2016-05-10 | May 10, 2016 | Apr 25, 2016 | CHICAGO, IL | Firm change |