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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

PAUL JAMES FAILLA

Advisor at MORGAN STANLEY

Newtown Square, PA | Coatesville, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 20, 2000
First registration: May 4, 2001
Dual registered: yes, broker-dealer
Other names: JAMES JAMES FAILLA|PAUL JAMES FAILLA|PAUL JAMES ZILLA|PAUL JAMES ZILLA
IAPD individual key: 3040606

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 1, 2009	n/a	yes	Coatesville, PA\|Newtown Square, PA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 2, 2008	Jun 1, 2009	no	BRYN MAWR, PA	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Mar 16, 2006	Nov 9, 2006	no	NEW YORK, NY	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	May 4, 2001	Dec 1, 2005	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CLEARBRIDGE INVESTMENTS, LLC	CITIGROUP GLOBAL MARKETS INC.	Nov 9, 2006	May 2, 2008	540	Firm change after gap	Other
LEGG MASON WOOD WALKER, INCORPORATED	CLEARBRIDGE INVESTMENTS, LLC	Dec 1, 2005	Mar 16, 2006	105	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 1, 2009 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 2, 2008 to Jun 1, 2009factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Mar 16, 2006 to Nov 9, 2006factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
May 4, 2001 to Dec 1, 2005factForm ADV

Dated events

No dated event names this entity yet.