DFX Intelligence

R••••••• V••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R••••••• V••••••• L••

CRD 323691

BOULDER, CO

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Search this name across graphsid dfx:ria:94533d42-bf43-320e-605a-940177d43629

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 22
On other graphs: 2
Observed: Jun 26, 2025 to Jun 29, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••••• V••••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

R••••••• V••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••• I••••••••• A• R•••• L••	Private Equity Fund	$385M	Jun 29, 2026	11	Apr 5, 2024	reported	n/a
R••••••• S•••• S••••• I•• L••	Private Equity Fund	$120M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••• K••••••••	MANAGER/CHIEF COMPLIANCE OFFICER	E	yes	04/2022	Jun 29, 2026	Jun 29, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.3B	$1.3B	2	1	0	33	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Advises (35)

→ R••••••• P•••••• D•••••• S•• I••• L••Private fundPrivate Equity Fund, IA
Jan 26, 2024 to presentfactForm ADV
→ R••••••• A• S••••• I•• L••Private fundPrivate Equity Fund, IA
Jun 29, 2026 to presentfactForm ADV
→ R••••••• S•••• S••••• I• L••Private fundPrivate Equity Fund, IA
Mar 14, 2023 to presentfactForm ADV
→ R••••••• A• S••••• I••

Dated events

Occurred
Jun 29, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.1B
Occurred
Jun 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$96.8M
Occurred
Jun 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$22.8M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94533d42-bf43-320e-605a-940177d43629
First observed: Jun 26, 2025
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.