DFX Intelligence

G••••• G••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

G••••• G••••• L••••••

CRD 286631

SHANGHAI

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Search this name across graphsid dfx:ria:9453a720-6e6f-1d8d-835b-0ba25674414f

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 7
On other graphs: 0
Observed: Feb 6, 2017 to Mar 16, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $14.3M••• Locked
Discretionary RAUM: $14.3M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P•••••••• V•••• M••••• F••• L•••	Hedge Fund	$11.8M	Mar 16, 2026	4	Jul 5, 2017	reported	021-415509

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•• Y•••••••• N••	DIRECTOR/CHIEF COMPLIANCE OFFICER	Na	yes	01/2022	Mar 31, 2022	Mar 29, 2024
Z••••• F•••• ••••	DIRECTOR / SOLE OWNER	E	yes	12/2016	Feb 6, 2017	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
X•••• Y•••••• H•••••• I••••••••• M••••••••• ••••••• P•••••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Relationships

Advises (1)

→ P•••••••• V•••• M••••• F••• L•••Private fundHedge Fund, IA
Jul 5, 2017 to presentfactForm ADV

Controls (2)

← Z••••• F•••• ••••OwnerDIRECTOR / SOLE OWNER, ownership code E, individual
Feb 6, 2017 to Mar 29, 2024factForm ADV
← W•• Y•••••••• N••OwnerDIRECTOR/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 24, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 26, 2020
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9453a720-6e6f-1d8d-835b-0ba25674414f
First observed: Feb 6, 2017
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.