DFX Intelligence

M••••••• W••••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

M••••••• W••••• R•••

Advisor at S••••• T•••• A•••••••• L••

Seattle, WA | NEW YORK, NY

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Search this name across graphsid dfx:ria:94599571-899b-22d8-ed2b-21cc2b719a22

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• T•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• T•••• A•••••••• L••	Independent wealth	Jul 3, 2019	n/a	yes	NEW YORK, NY\|Seattle, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 3, 2011	Jul 11, 2019	no	MINNEAPOLIS, MN\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|CHARLOTTE, NC\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S••••• T•••• A•••••••• L••	Jul 11, 2019	Jul 3, 2019	-8	Firm change	Wirehouse to RIA
W•••• F•••• I••••••••• L••	W•••• F•••• A•••••••	Jan 3, 2011	Jan 3, 2011

Relationships

Registered with (4)

→ S••••• T•••• A•••••••• L••Registered adviserregistration: current employment
Jul 3, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Jul 11, 2019factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Oct 24, 2002 to Jan 3, 2011factForm ADV
→ E•••••••• A•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94599571-899b-22d8-ed2b-21cc2b719a22
First observed: Oct 31, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.