DFX Intelligence

G••••• C••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

G••••• C••• M••••••••• L••

CRD 310518

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:946111a9-f6ad-b4c0-c57a-b82ec705d77f

Data as of Jun 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 2
Observed: Jun 25, 2025 to Jun 29, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• C••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

G••••• C••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $344M••• Locked
Discretionary RAUM: $344M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• C••• C••••••••• L••	Private Equity Fund	$301M	Jun 29, 2026	230	Jan 27, 2021	reported	021-387406
R••••••••• T•••• L•	Private Equity Fund	$40.0M	Jun 29, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• M••••••	MANAGING MEMBER	Na	yes	01/2020	Jun 29, 2026	Jun 29, 2026
M•• P••••••• G••••• L••	Owner	E	yes	01/2020	Jun 29, 2026	Jun 29, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$344M	$344M	5	4	1	3	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$344M	n/a	n/a	n/a	n/a	5	n/a	1	n/a

Relationships

Controls (3)

← W•••••• M••••OwnerCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← A••••••• M••••••OwnerMANAGING MEMBER, ownership code NA, individual
Jun 29, 2026 to presentfactForm ADV
← M•• P••••••• G••••• L••OwnerOWNER, ownership code E, domestic entity
Jun 29, 2026 to presentfactForm ADV

Advises (1)

→ G••••• C••• C••••••••• L••Private fund

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 29, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 29, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$40.0M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:946111a9-f6ad-b4c0-c57a-b82ec705d77f
First observed: Jun 25, 2025
Last observed: Jun 29, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.