DFX Intelligence

K•••• J• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

K•••• J• C•••••••

Advisor at S••••••• A••••••• G••••• L••

MIDDLETON, WI

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Search this name across graphsid dfx:ria:946d8bad-8ae7-3373-7853-c1dc71edf532

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• A••••••• G••••• L••	Independent wealth	Dec 23, 2025	n/a	yes	MIDDLETON, WI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jul 11, 2024	Dec 31, 2025	no	Waunakee, WI\|South Wayne, WI\|Middleton, WI\|WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	S••••••• A••••••• G••••• L••	Dec 31, 2025	Dec 23, 2025	-8	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:338121:MA:2025-12-31	Dec 31, 2025	Dec 23, 2025	WALTHAM, MA	Firm change

Relationships

Registered with (2)

→ S••••••• A••••••• G••••• L••Registered adviserregistration: current employment
Dec 23, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jul 11, 2024 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:946d8bad-8ae7-3373-7853-c1dc71edf532
First observed: Jul 11, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.