DFX Intelligence

B•••• V•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

B•••• V•••• S•••••••

Advisor at C••••••••• I••••••••• A•••••••• L••

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:946fa23b-b6f6-04ce-97b4-af6740719364

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 21, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Apr 11, 2023	n/a	yes	TAMPA, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 8, 2019	Apr 28, 2023	no	FRESNO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• I••••••••• A•••••••• L••	Apr 28, 2023	Apr 11, 2023	-17	Firm change	Ibd to RIA
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 23, 2019	Feb 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:323135:CA:2023-04-21	Apr 28, 2023	Apr 11, 2023	FRESNO, CA	Firm change
19616:149018:CA:2019-01-23	Jan 23, 2019	Feb 8, 2019	FRESNO, CA	Firm change

Relationships

Registered with (4)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 11, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 8, 2019 to Apr 28, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 14, 2013 to Jan 23, 2019factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Apr 28, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:946fa23b-b6f6-04ce-97b4-af6740719364
First observed: Mar 15, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.