DFX Intelligence

3• M••••••••• C•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

3• M••••••••• C•• L••

CRD 324187

SAN F••••••CO, CA

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Search this name across graphsid dfx:ria:9470cfaa-7059-1fd0-a90c-f92a87116e48

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 2
Observed: Nov 16, 2022 to Mar 27, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

3• M••••••••• C•• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

3• M••••••••• C•• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $88.6M••• Locked
Discretionary RAUM: $88.6M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
I••• C•••• D••••••••• W•• F••• I• L•	Private Equity Fund	$45.2M	May 29, 2026	36	Jun 23, 2022	reported	021-321785
I••• C•••• C••••• F••• I• L•	Private Equity Fund	$40.8M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• F••••••	MEMBER, PARTNER	D	yes	11/2022	Nov 16, 2022	Mar 22, 2024
G•••••• J••• N•••	MEMBER, PARTNER, CHIEF COMPLIANCE OFFICER	D	yes	11/2022	Nov 16, 2022	Mar 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••• C•••• V••••••• G• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$88.6M	$177M	-49.8%	$0	n/a	2	5	0	0

Relationships

Advises (3)

→ I••• C•••• D••••••••• W•• F••• I• L•Private fundPrivate Equity Fund, ERA
Jun 23, 2022 to presentfactForm ADV
→ I••• C•••• C••••• F••• I• L•Private fundPrivate Equity Fund, ERA
Jun 23, 2022 to presentfactForm ADV
→ I••• C•••• V••••••• F•••• S••••• A• L••Private fundPrivate Equity Fund, ERA
Apr 14, 2023 to presentfactForm ADV

Controls (2)

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 29, 2026
Ria registration change
••• Locked
Form ADVobserved today
Occurred
May 29, 2026
Ria majority owner change
••• Locked
Form ADVobserved today
Occurred
Nov 16, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Show 2 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9470cfaa-7059-1fd0-a90c-f92a87116e48
First observed: Nov 16, 2022
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.