DFX Intelligence

N••••••• I•• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

N••••••• I•• H•••••

Advisor at I••••••••• I••••••••• S•••••••• I••

ALBERT LEA, MN | GOLDEN, CO

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Search this name across graphsid dfx:ria:9473ef44-3ca8-c2c9-0688-43e564fd208a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• I••••••••• S•••••••• I••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 5, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• I••••••••• S•••••••• I••	Mixed wealth	Jul 17, 2019	n/a	yes	GOLDEN, CO\|ALBERT LEA, MN	Current employment
C••••• A••••••• L••	Former SEC adviser	Nov 28, 2017	Jul 19, 2019	no	Milltown, NJ\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	I••••••••• I••••••••• S•••••••• I••	Jul 19, 2019	Jul 17, 2019	-2	Firm change	Other

Relationships

Registered with (2)

→ I••••••••• I••••••••• S•••••••• I••Registered adviserregistration: current employment
Jul 17, 2019 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Nov 28, 2017 to Jul 19, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9473ef44-3ca8-c2c9-0688-43e564fd208a
First observed: Nov 28, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.