DFX Intelligence

A•••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A•••• D•••• S••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

DENVER, CO | Centennial, CO

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Search this name across graphsid dfx:ria:9485968a-c54a-6b42-985b-7ec5918e8b82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 25, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jun 1, 2023	n/a	yes	DENVER, CO\|Centennial, CO	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 29, 2016	Jun 7, 2023	no	DENVER, CO\|DENVER, CO\|LITTLETON, CO\|DENVER, CO\|ENGLEWOOD, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•••••• J•••• • A••••••••• I•••	Jun 7, 2023	Jun 1, 2023	-6	Firm change	Wirehouse to ibd
F•••• T•••• S••••••••• I•••	W•••• F•••• A•••••••	Jul 18, 2016	Jul 29, 2016

Relationships

Registered with (5)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jun 1, 2023 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 29, 2016 to Jun 7, 2023factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 16, 2016 to Jul 18, 2016factForm ADV
→ H•••••• W••••• P•••••••• I•••

Dated events

Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9485968a-c54a-6b42-985b-7ec5918e8b82
First observed: Feb 2, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.