DFX Intelligence

J••• S•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J••• S•••••• B••••

Advisor at O•••••• W••••• S•••••••• L••

SAINT CHARLES, MO

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Search this name across graphsid dfx:ria:948b9ab6-0b90-b428-769d-8f968a3515ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••• W••••• S•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 30, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••• W••••• S•••••••• L••	State registered	Jul 17, 2018	n/a	yes	SAINT CHARLES, MO	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Oct 30, 2014	Jul 3, 2018	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	O•••••• W••••• S•••••••• L••	Jul 3, 2018	Jul 17, 2018	14	Firm change	Ibd to state RIA
P•• W••••• M•••••••••	S•••••• N••••••• • C••••••• I•••••••••	Nov 20, 2013	Oct 30, 2014

Relationships

Registered with (4)

→ O•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Jul 17, 2018 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Oct 30, 2014 to Jul 3, 2018factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 4, 2013 to Nov 20, 2013factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:948b9ab6-0b90-b428-769d-8f968a3515ae
First observed: Mar 19, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.