DFX Intelligence

N••••••• V•••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

N••••••• V•••••••• E••••

Advisor at L•• F•••••••• L••

LAKE CHARLES, LA

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Search this name across graphsid dfx:ria:9492eb19-8304-9448-a298-e1a87d85d77a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 19, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 12, 2024	n/a	yes	LAKE CHARLES, LA	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	May 19, 2020	Mar 11, 2024	no	LAKE CHARLES, LA\|LAKE CHARLES, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Mar 11, 2024	Mar 12, 2024	1	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:LA:2024-03-11	Mar 11, 2024	Mar 12, 2024	LAKE CHARLES, LA	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 12, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 19, 2020 to Mar 11, 2024factForm ADV

Dated events

Occurred
Mar 11, 2024
Advisor changed firm
N••••••• V•••••••• E•••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-03-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9492eb19-8304-9448-a298-e1a87d85d77a
First observed: May 19, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.