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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MOON CAPITAL MANAGEMENT, LLC

MOON CAPITAL MANAGEMENT LLC, CRD 107612

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9493dddd-5782-2f77-b933-437567d6b8a5

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to May 1, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.88 fund_share=0.09 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $392MItem 5.F on the latest filing (2026-05-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $392M
Private client RAUM: $343MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 407
Individual clients: 0
High net worth clients: 159
Private funds: 1Schedule D 7.B(1)
SEC number: 801-49240
CIK: 1410588
CRD: 107612
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: May 1, 2026
Organised: Limited Liability Company, TN
Website: mooncap.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MOON VALUE FUND I (L)	Hedge Fund	$17.4M	Mar 28, 2024	19	Mar 30, 2012	reported	021-276929
MOON VALUE FUND I (U)	Hedge Fund	$1.6M	Aug 23, 2018	8	Mar 30, 2012	dropped	021-276929

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MOON, WHEELER, DAVID	CHIEF MANAGER, CHIEF COMPLIANCE OFFICER	D	yes	06/1995	Mar 30, 2012	Mar 28, 2024
BAILEY, ANN, H	Member	A	no	06/1995	Mar 10, 2015	Mar 28, 2024
DOBBS, TRACY, W.	Member	B	no	06/1995	Mar 10, 2015	Mar 28, 2024
HASLAM, JAMES, ARTHUR	Member	A	no	06/1995	Mar 10, 2015	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 31, 2025	$395M	$395M	6	3	0	1	n/a
2023	Mar 28, 2024	$278M	$278M	6	3	0	1	$17.4M
2022	Apr 20, 2023	$314M	$314M	6	4	0	1	$17.4M
2020	Aug 6, 2021	$216M	$216M	6	4	0	1	$17.4M
2019	Mar 24, 2020	$203M	$203M	6	4	0	1	$17.4M
2018	Mar 14, 2019	$186M	$186M	5	3	0	1	$14.4M
2017	Mar 29, 2018	$204M	$204M	5	4	0	2	$18.3M
2016	Mar 24, 2017	$173M	$173M	7	4	n/a	2	$16.8M
2015	Mar 3, 2016	$163M	$163M	5	3	n/a	2	$15.3M
2014	Mar 10, 2015	$173M	$173M	5	3	n/a	2	$14.6M
2013	Mar 12, 2014	$166M	$166M	6	4	n/a	2	$11.8M
2012	Apr 3, 2013	$142M	$142M	6	4	n/a	2	$7.8M
2011	Mar 30, 2012	$133M	$133M	n/a	n/a	n/a	2	$7.6M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$392M	$278M	40.6%	n/a	n/a	6	6	0	0

Relationships

Advises (2)

→ MOON VALUE FUND I (L)Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ MOON VALUE FUND I (U)Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Aug 23, 2018factForm ADV

Controls (1)

← MOON, WHEELER, DAVIDOwnerCHIEF MANAGER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Owns (3)

← DOBBS, TRACY, W.OwnerMEMBER, ownership code B, individual
Mar 10, 2015 to Mar 28, 2024factForm ADV
← HASLAM, JAMES, ARTHUROwnerMEMBER, ownership code A, individual
Mar 10, 2015 to Mar 28, 2024factForm ADV
← BAILEY, ANN, HOwnerMEMBER, ownership code A, individual
Mar 10, 2015 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 31, 2025
Regulatory AUM changed
Moon Capital Management, Llc reported RAUM $395.2M, up 42% from $278.4M (2024-03-28 to 2025-03-31)
Form ADVobserved 6 days ago
$117M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9493dddd-5782-2f77-b933-437567d6b8a5
First observed: Mar 30, 2012
Last observed: May 1, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOON CAPITAL MANAGEMENT, LLC

MOON CAPITAL MANAGEMENT LLC, CRD 107612

KNOXVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9493dddd-5782-2f77-b933-437567d6b8a5

Data as of May 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MOON VALUE FUND I (L)

Hedge Fund

$17.4M

Mar 28, 2024

Mar 30, 2012

reported

021-276929

MOON VALUE FUND I (U)

Hedge Fund

$1.6M

Aug 23, 2018

Mar 30, 2012

dropped

021-276929

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MOON, WHEELER, DAVID

CHIEF MANAGER, CHIEF COMPLIANCE OFFICER

yes

06/1995

Mar 30, 2012

Mar 28, 2024

BAILEY, ANN, H

Member

06/1995

Mar 10, 2015

Mar 28, 2024

DOBBS, TRACY, W.

Member

06/1995

Mar 10, 2015

Mar 28, 2024

HASLAM, JAMES, ARTHUR

Member

06/1995

Mar 10, 2015

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 31, 2025

$395M

n/a

2023

Mar 28, 2024

$278M

$17.4M

2022

Apr 20, 2023

$314M

$17.4M

2020

Aug 6, 2021

$216M

$17.4M

2019

Mar 24, 2020

$203M

$17.4M

2018

Mar 14, 2019

$186M

$14.4M

2017

Mar 29, 2018

$204M

$18.3M

2016

Mar 24, 2017

$173M

n/a

$16.8M

2015

Mar 3, 2016

$163M

n/a

$15.3M

2014

Mar 10, 2015

$173M

n/a

$14.6M

2013

Mar 12, 2014

$166M

n/a

$11.8M

2012

Apr 3, 2013

$142M

n/a

$7.8M

2011

Mar 30, 2012

$133M

n/a

$7.6M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$392M

$278M

40.6%

n/a