DFX Intelligence

B••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

B••••• C•••••• M••••••••• L••

CRD 135746

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:949538a3-726d-548f-0057-1d39ac19eaa6

Data as of Mar 29, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 2
Observed: Mar 22, 2012 to Mar 29, 2018
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Private Creditidentity

B••••• C•••••• M••••••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $485M••• Locked
Discretionary RAUM: $485M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••••• C•••••• E•••• F•••• L••	Hedge Fund	$109M	Aug 29, 2017	8	Mar 22, 2012	reported	021-126047
B••••• C••••• O••••••••• F•••• L••	Hedge Fund	$66.1M	Mar 27, 2013

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R•••••• B••••••	MANAGING MEMBER	C	yes	07/2000	Mar 22, 2012	Mar 29, 2018
F•••••••• I•••••••• A••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	02/2017	Feb 22, 2017	Mar 29, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••• C•••••• M••••••••• G•• L•••	n/a	n/a	n/a	N	yes	n/a
B••••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$485M	$848M	-42.8%	$1.3B	-27.1%	8	12	0	n/a

Relationships

Advises (11)

→ B••••• C•••••• F•••• L••Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ B••••• C•••••• A••• ••••••••• L••Private fundHedge Fund, IA
Mar 21, 2012 to presentfactForm ADV
→ B••••• C•••••• P•••••••• L•Private fundHedge Fund, IA
Mar 22, 2012 to presentfactForm ADV
→ B••••• I•••••••• D•••••••• F•••• L••

Dated events

Occurred
Mar 29, 2018
Regulatory AUM changed
B••••• C•••••• M••••••••• L•• reported RAUM $485.1M, down 44% from $869.6M (2017-08-29 to 2018-03-29)
Form ADVobserved 7 days ago
$-384M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:949538a3-726d-548f-0057-1d39ac19eaa6
First observed: Mar 22, 2012
Last observed: Mar 29, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.