DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FIRST COMMAND ADVISORY SERVICES
Alpharetta, GA | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Mar 23, 2026 | n/a | yes | Alpharetta, GA|FORT WORTH, TX | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 16, 2025 | Feb 17, 2026 | no | Alpharetta, GA|Atlanta, GA | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Feb 3, 2022 | Feb 24, 2025 | no | Alpharetta, GA|Minneapolis, MN|Alpharetta, GA|NEWARK, NJ | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Aug 13, 2014 | Nov 13, 2020 | no | ATLANTA, GA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Aug 7, 2014 | no | PALM BEACH GARDENS, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 25, 2009 | Oct 1, 2012 | no | PALM BEACH GARDENS, FL|LAKE PARK, FL|PALM BEACH GARDENS, FL | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 25, 2006 | Jul 2, 2009 | no | PALM BEACH GARDENS, FL|WEST PALM BEACH, FL|WEST PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FIRST COMMAND ADVISORY SERVICES | Feb 17, 2026 | Mar 23, 2026 | 34 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Feb 24, 2025 | Sep 16, 2025 | 204 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | PRUCO SECURITIES, LLC | Nov 13, 2020 | Feb 3, 2022 | 447 | Firm change after gap | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | ADVICE AND PLANNING SERVICES | Aug 7, 2014 | Aug 13, 2014 | 6 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | CHASE INVESTMENT SERVICES CORP. | Jul 2, 2009 | Aug 25, 2009 | 54 | Firm change | Other |