DFX Intelligence

T•••••• R•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor46 years in industry

T•••••• R•••••• B••••

Advisor at D••••••••• C•••••• W••••• M••••••••• L••

MEQUON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:94a9c305-0f38-bad3-d1c9-3f35d74c051c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• C•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 14, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• C•••••• W••••• M••••••••• L••	State registered	May 28, 2024	n/a	yes	MEQUON, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Oct 28, 2022	no	FRANKLIN, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D••••••••• C•••••• W••••• M••••••••• L••	Oct 28, 2022	May 28, 2024	578	Firm change after gap	RIA to state RIA
S•• I••••••••• I•••	L•• F•••••••• L••	Feb 14, 2018	Feb 14, 2018

Relationships

Registered with (3)

→ D••••••••• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 28, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Oct 28, 2022factForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Aug 9, 2000 to Feb 14, 2018factForm ADV

Dated events

Occurred
Oct 28, 2022
Advisor changed firm
T•••••• R•••••• B•••• left L•• F•••••••• L•• for D••••••••• C•••••• W••••• M••••••••• L•• (registered 2024-05-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94a9c305-0f38-bad3-d1c9-3f35d74c051c
First observed: Aug 9, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.