DFX Intelligence

K•••• C•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

K•••• C•••••• G••••••

Advisor at O•••• W•••••• I•••

Chapel Hill, NC | Cary, NC

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Search this name across graphsid dfx:ria:94b7cd42-59de-01c4-8c53-0ba1c38f75ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 17, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Apr 22, 2026	n/a	yes	Cary, NC\|Chapel Hill, NC	Current employment
F••••••• F•••••••• A•••••••• L••	I•••••••••_WEALTH	Mar 15, 2024	Apr 22, 2026	no	Cary, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• F•••••••• A•••••••• L••	O•••• W•••••• I•••	Apr 22, 2026	Apr 22, 2026	0	Firm change	RIA to ibd
I••••••••• A•••••• A•••••••• L••	F••••••• F•••••••• A•••••••• L••	Mar 15, 2024	Mar 15, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
173011:23131:NC:2026-04-22	Apr 22, 2026	Apr 22, 2026	CARY, NC	Firm change
168267:173011:NC:2024-03-15	Mar 15, 2024	Mar 15, 2024	CHAPEL HILL, NC	Firm change
12984:173011:NC:2016-03-01	Mar 1, 2016	Mar 1, 2016	WILMINGTON, NC	Firm change

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Apr 22, 2026 to presentfactForm ADV
→ F••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 15, 2024 to Apr 22, 2026factForm ADV
→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 2, 2019 to Mar 15, 2024factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Apr 22, 2026
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 15, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94b7cd42-59de-01c4-8c53-0ba1c38f75ce
First observed: Jan 17, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.