DFX Intelligence

K•••••• N••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

K•••••• N••••• F•••••

Advisor at A••••••••• I•••

Chicago, IL | CONCORD, CA

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Search this name across graphsid dfx:ria:94ba8fb4-7028-160c-426f-de313957c327

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I•••	Bd affiliated wealth	Jul 9, 2026	n/a	yes	CONCORD, CA\|Chicago, IL	Current employment
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Jan 11, 2023	Jun 23, 2026	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• F•••••••• I••••••••• M••••••••• I•••	A••••••••• I•••	Jun 23, 2026	Jul 9, 2026	16	Firm change	RIA to ibd

Relationships

Registered with (2)

→ A••••••••• I•••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2023 to Jun 23, 2026factForm ADV

Dated events

Occurred
Jun 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94ba8fb4-7028-160c-426f-de313957c327
First observed: Jan 11, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.