DFX Intelligence

D•••••• W•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

D•••••• W•••• B•••••

Advisor at S•••• F•••••••• G••••

HOUSTON, TX

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Search this name across graphsid dfx:ria:94c84ce6-8190-1ea5-2dbb-0b88ae01b048

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 6, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F•••••••• G••••	Independent wealth	Jan 19, 2022	n/a	yes	HOUSTON, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 9, 2009	Dec 31, 2021	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	S•••• F•••••••• G••••	Dec 31, 2021	Jan 19, 2022	19	Firm change	Ibd to RIA
B••• O• A•••••• I••••••••• S•••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	May 27, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:311687:TX:2021-12-31	Dec 31, 2021	Jan 19, 2022	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ S•••• F•••••••• G••••Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 9, 2009 to Dec 31, 2021factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 1, 2003 to May 27, 2009factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94c84ce6-8190-1ea5-2dbb-0b88ae01b048
First observed: Sep 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.