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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

STEVEN MACK GRAY

Advisor at FELTL ADVISORS

Edwardsville, IL | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:94d51563-e10a-3868-0146-c0d4e102aa62

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FELTL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 29, 2002
First registration: Feb 20, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4556759

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FELTL ADVISORS	Independent wealth	May 19, 2015	n/a	yes	PLYMOUTH, MN\|Edwardsville, IL	Current employment
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Mar 30, 2010	Apr 15, 2015	no	SAN ANTONIO, TX\|BETHALTO, IL\|BETHALTO, IL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 6, 2007	Mar 24, 2010	no	Alton, IL\|ALTON, IL\|Bethalto, IL	Previous registration
EDWARD JONES	National bd RIA	Feb 20, 2007	Jul 31, 2007	no	CARLINVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT PROFESSIONALS, INC.	FELTL ADVISORS	Apr 15, 2015	May 19, 2015	34	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	INVESTMENT PROFESSIONALS, INC.	Mar 24, 2010	Mar 30, 2010	6	Firm change	Other
EDWARD JONES	U.S. BANCORP INVESTMENTS, INC.	Jul 31, 2007	Aug 6, 2007	6	Firm change	Other

Relationships

Registered with (4)

→ FELTL ADVISORSRegistered adviserregistration: current employment
May 19, 2015 to presentfactForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Mar 30, 2010 to Apr 15, 2015factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 6, 2007 to Mar 24, 2010factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 20, 2007 to Jul 31, 2007factForm ADV

Dated events

No dated event names this entity yet.