DFX Intelligence

G••• K••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

G••• K••• H••••

Advisor at O•••• W•••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:94d6d49e-1848-68bd-6d21-95e41db40b63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 2, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	OCEANPORT, NJ\|RED BANK, NJ\|NAPLES, FL	Current employment
O•••• F•• I•••	Former SEC adviser	Sep 28, 2017	Jan 24, 2025	no	ISELIN, NJ\|RED BANK, NJ\|NAPLES, FL\|RED BANK, NJ\|NAPLES, FL\|NAPLES, FL\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025	Jan 24, 2025	0	Bulk transfer	Ibd to ibd
S••••• F•••••••• R•••••••• I••	S••••• E••••••• I••	Sep 29, 2017	Aug 31, 2004

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 28, 2017 to Jan 24, 2025factForm ADV
→ S••••• F•••••••• R•••••••• I••Registered adviserregistration: previous registration
Aug 31, 2004 to Sep 29, 2017factForm ADV
→ S••••• E••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94d6d49e-1848-68bd-6d21-95e41db40b63
First observed: Mar 14, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.