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Advisor at CHARLES SCHWAB & CO., INC.
TAMPA, FL | Westlake, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 28, 2020 | n/a | yes | Westlake, TX|TAMPA, FL | Current employment |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Aug 15, 2019 | May 24, 2020 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USAA INVESTMENT SERVICES COMPANY | CHARLES SCHWAB & CO., INC. | May 24, 2020 | May 28, 2020 | 4 | Bulk transfer | Ibd to ibd |