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W••••• R••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

W••••• R••••• M••••••••

Advisor at T•• R••••••••• S••••••• L••

REDMOND, WA

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Search this name across graphsid dfx:ria:94dedc5f-6d19-420e-9191-9f94731d4290

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• R••••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• R••••••••• S••••••• L••	Independent wealth	May 5, 2022	n/a	yes	REDMOND, WA	Current employment
E••••• J••••	National bd RIA	Jul 2, 2021	Mar 11, 2022	no	LYNNWOOD, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T•• R••••••••• S••••••• L••	Mar 11, 2022	May 5, 2022	55	Firm change	Ibd to RIA
E•••••••• A•••••••• L••	E••••• J••••	Jul 14, 2021

Relationships

Registered with (3)

→ T•• R••••••••• S••••••• L••Registered adviserregistration: current employment
May 5, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 2, 2021 to Mar 11, 2022factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2020 to Jul 14, 2021factForm ADV

Dated events

Occurred
Mar 11, 2022
Advisor changed firm
W••••• R••••• M•••••••• left E••••• J•••• for T•• R••••••••• S••••••• L•• (registered 2022-05-05)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94dedc5f-6d19-420e-9191-9f94731d4290
First observed: Sep 2, 2020
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.