This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

COMPAK ASSET MANAGEMENT

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 1999earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

25derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

21

Exams

S66

First exam

Jan 10, 2000

First registration

Jan 27, 2003

Dual registered

yes, broker-dealer

Other names

MOE ANSARI

IAPD individual key

4053253

Graph

RIA / Wealth Management

Canonical id

dfx:ria:94e3366e-8926-dacc-d4f4-2d917c85a5c8

First observed

Jan 27, 2003

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.