DFX Intelligence

A••••• M•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

A••••• M•••••• P••••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | SCOTTSDALE, AZ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 9, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Oct 21, 2011	n/a	yes	TAMPA, FL\|SCOTTSDALE, AZ	Current employment
J••••• S••• • A••••••••• L••	State registered	May 9, 2002	Oct 3, 2011	no	TEMPE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• S••• • A••••••••• L••	J• W• C••• A•••••••• I•••	Oct 3, 2011	Oct 21, 2011	18	Firm change	Other

Relationships

Registered with (2)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Oct 21, 2011 to presentfactForm ADV
→ J••••• S••• • A••••••••• L••Registered adviserregistration: previous registration
May 9, 2002 to Oct 3, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 9, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.