DFX Intelligence

M•••••• S•••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

M•••••• S•••••••• B•••••

Advisor at P•••••• E•••• W••••• A•••••••• I•••

WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:94ebb8b8-542f-a99f-7d38-6a20898f9575

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 17, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• E•••• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• E•••• W••••• A•••••••• I•••	Independent wealth	Aug 27, 2026	n/a	yes	WALNUT CREEK, CA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	May 8, 2025	Aug 17, 2026	no	MINNEAPOLIS, MN\|Pleasant Hill, CA\|WALNUT CREEK, CA\|Glendale, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	P•••••• E•••• W••••• A•••••••• I•••	Aug 17, 2026	Aug 27, 2026	10	Firm change	Ibd to RIA
R•• C•••••• M••••••• L••	T••••••• I••••••••• M••••••••• I•••	May 6, 2025	May 8, 2025

Relationships

Registered with (3)

→ P•••••• E•••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 27, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 8, 2025 to Aug 17, 2026factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jun 17, 2023 to May 6, 2025factForm ADV

Dated events

Occurred
Aug 17, 2026
Advisor changed firm
M•••••• S•••••••• B••••• left T••••••• I••••••••• M••••••••• I••• for P•••••• E•••• W••••• A•••••••• I••• (registered 2026-08-27)
Form ADVobserved 7 days ago
Occurred
May 6, 2025
Advisor changed firm
M•••••• S•••••••• B••••• left R•• C•••••• M••••••• L•• for T••••••• I••••••••• M••••••••• I••• (registered 2025-05-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:94ebb8b8-542f-a99f-7d38-6a20898f9575
First observed: Jun 17, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.